Financial services is one of New Zealand's most "intensely regulated" sectors
It identified three compliance goals across regulated sectors
Company allegedly contravened “fair dealing” provisions
“There has certainly been complacency,” regulator says
Report reveals how consumers understand regulator’s influence on markets and financial services
Release of data follows start of new financial advice regime
It revolves around the alleged breach of the Code of Professional Conduct for AFAs
One in five Kiwis have been targeted by investment scams
It comes after the removal of FMO as manager of three schemes
It is open for feedback
