Financial Markets Authority

Will the ongoing 'compliance train' ever stop?

Financial services is one of New Zealand's most "intensely regulated" sectors

Reserve Bank seeks industry feedback on enforcement framework

It identified three compliance goals across regulated sectors

FMA orders Du Val to remove mortgage advertisement

Company allegedly contravened “fair dealing” provisions

FMA 'low value' policy report: how are the banks involved?

“There has certainly been complacency,” regulator says

How has property investor confidence changed in the last 12 months?

Report reveals how consumers understand regulator’s influence on markets and financial services

FMA releases statistics on financial advice providers in New Zealand

Release of data follows start of new financial advice regime

FADC releases decision on financial adviser conduct case

It revolves around the alleged breach of the Code of Professional Conduct for AFAs

FMA warns on investment scams amid COVID-19 crisis

One in five Kiwis have been targeted by investment scams

FMA appoints KPMG Restructuring Services as new temporary manager

It comes after the removal of FMO as manager of three schemes